Extractables & Leachables: The Silent Variables in Drug Safety

 

There is a question that rarely makes it onto a product specification sheet but sits at the center of every drug approval conversation: what does the container do to the drug? Not what it prevents — microbial ingress, oxidation, moisture — but what it quietly introduces. The chemicals that migrate from a polymer cap, a rubber stopper, a silicone-coated syringe, or an infusion bag into the formulation itself.

This is the domain of Extractables and Leachables — a field that has moved from regulatory footnote to front-of-line concern as biologics, inhalation products, and prefilled delivery systems have become routine. The science is deceptively simple. The regulatory machinery around it is not.

Defining the Terms

Extractables are chemical compounds that can be released from a container-closure system or drug delivery component under controlled laboratory conditions — typically using aggressive solvents, elevated temperatures, and extended contact times. Think of it as a worst-case simulation: what is the maximum the material could ever give up?

Leachables: by contrast, are compounds that actually migrate into a drug product under normal conditions of storage and use. They are a subset of extractables, filtered through the real-world chemistry of the formulation — its pH, polarity, storage temperature, and time on shelf. Where extractables define the universe of potential concern, leachables define what the patient is actually exposed to.

“Extractables characterize the container. Leachables characterize the drug product. The gap between them is where risk assessment lives.”

Why It Matters More Now

The pharmaceutical landscape has shifted considerably. Complex biologics delivered through wearable injectors. Inhalation therapies with fine-particle aerosols passing directly through the lungs. Prefilled syringes with elastomeric components in sustained contact with protein-based formulations. Each of these formats creates intimacy between material and medicine that solid oral dosage forms simply do not.

Regulators have responded. In August 2025, ICH advanced the long-anticipated Q3E guideline to Step 2b — the start of the global public consultation phase. This represents a decisive shift toward globally harmonized, science-based E&L requirements, addressing a regulatory gap that has historically created variability across markets. The expectation is not just that you test — it is that you test systematically, connect the data to toxicological thresholds, and demonstrate understanding rather than just compliance.

The Regulatory Framework

Several overlapping standards govern how E&L studies are designed, executed, and interpreted. These are not entirely harmonized, which creates its own challenge for organizations working across markets simultaneously.

Separation is influenced by:

  • USP <1663> / <1664> — Assessment of extractables from packaging systems and leachables in drug products. Provides risk-tiered testing guidance and is the most commonly cited reference for US submissions.
  • ICH Q3E — The emerging harmonized guideline addressing elemental and organic extractables and leachables. Expected to align global practice significantly once finalized.
  • ISO 10993 Series — Biological evaluation of medical devices. Extensively cross-referenced in combination product E&L programs, particularly for drug-device delivery systems.
  • PQRI Recommendations — Industry guidance for orally inhaled and nasal drug products — one of the most operationally detailed references available, widely adopted even beyond its original scope.

The Testing Workflow

An E&L program is not a single study — it is a sequence of decisions, each one narrowing the field of concern. Understanding the logic of that sequence matters as much as the analytical methods themselves.

  • Phase 1 — Risk assessment & material qualification — Establishing what components are in contact with the formulation, for how long, and with what surface area. Material data sheets and supplier documentation anchor this phase.
  • Phase 2 — Extractables study design — Selecting solvents, temperatures, and extraction conditions that stress the material appropriately. ICH and USP frameworks provide the structure; scientific judgment calibrates the design to route and clinical risk.
  • Phase 3 — Analytical characterization — Typically involves a combination of GC-HS-MS/MS, HRMS, ICP-MS and IC. The objective is to achieve broad, untargeted screening coverage followed by targeted identification and confirmation of detected compounds.
  • Phase 4 — Threshold-based filtering — Applying the AET, Qualification Threshold (QT), and Safety Concern Threshold (SCT) to determine which detected compounds require further characterization.
  • Phase 5 — Leachables correlation — Comparing real-world leachables data from stability samples against the extractables profile to confirm that actual migration aligns with predictions.
  • Phase 6 — Toxicological risk assessment — Reviewing each compound of concern against established safety thresholds using literature precedent, TTC, or compound-specific safety data.

Key Thresholds and Their Logic

The Analytical Evaluation Threshold (AET) sets the minimum reporting level — compounds detected below it may be acknowledged but do not require further action. The Safety Concern Threshold (SCT), most clearly articulated in the PQRI recommendations for orally inhaled products, represents the daily intake level below which a leachable is unlikely to pose safety concern regardless of its chemical nature. Between these sits the qualification zone, where compound identity, structure, and toxicological precedent all come into play.

Threshold values vary meaningfully by route of administration. A compound acceptable at a given level for an oral product may not clear the bar for a pulmonary or ophthalmic formulation, where the protective barriers are different and the patient population may include those with underlying vulnerabilities.

Common Leachables of Concern

Experience across thousands of E&L programs has identified a recurring cast of chemical migrants. Knowing them shapes how studies are designed and where analytical attention is concentrated.

N-nitrosamines  ·  Antioxidants (BHT, BHA)  ·  Plasticizers (DEHP, DINP)  ·  Photoinitiators  ·  2-Mercaptobenzothiazole  ·  Rubber oligomers  ·  Elemental impurities (Ni, Cr, Ti, Co)  ·  Formaldehyde / Acetaldehyde  ·  Processing aids & lubricants

N-nitrosamines deserve particular attention. They have attracted intense regulatory scrutiny since their detection in sartan and ranitidine products, and current expectations from both FDA and EMA require proactive risk evaluation. The intersection of nitrosamine risk management and traditional E&L frameworks is an area where regulatory guidance continues to evolve rapidly.

How Daicel Addresses E&L Challenges — End to End

One of the structural difficulties in E&L work is that it demands capability across two very different domains simultaneously: the analytical rigor of a contract research organization and the reference material precision of a standards supplier. Most pharma and medical device companies have to coordinate between these two. Daicel is one of the few organizations that brings both under the same roof.

Daicel E&L Study Packages — Purpose-Built for Pharma and Medical Devices

Daicel offers comprehensive E&L studies for a broad range of packaging materials and portfolio products, with a team of scientists committed to providing solutions that meet the specific needs of pharmaceutical companies.

The study offering is built around a risk-based approach that keeps the regulatory end goal in focus from day one. Daicel’s scientists bring deep experience across formulation types — including the “4I’s” (inhalants, injectables, infusions, and implantables), OINDPs, parenterals, peptides and biologics, single-use systems, medical devices, and label/ink migration. Errors in study design at the extractables stage propagate expensively into leachables work and toxicological assessment further downstream.

Key capabilities include:

  • Regulatory-aligned study design — Daicel’s team plans E&L studies in accordance with current regulatory guidelines including USP <1663>, <1664>, PQRI guidance, ISO 10993-18, and the evolving ICH Q3E framework.
  • Comprehensive instrumentation — Studies are conducted on GC-HS-MS/MS, LC-MS/MS, High Resolution Mass Spectrometry (HRMS), ICP-MS, and Ion Chromatography (IC) — covering volatile, semi-volatile, non-volatile, and elemental fractions in a single integrated program.
  • In-house impurity synthesis — Daicel has a state-of-the-art facility for the isolation and synthesis of impurities observed above AET in leachable studies. When a compound requires a certified E&L standard for method validation, Daicel can synthesize it internally — eliminating the third-party delays that commonly stall E&L programs.
  • Validated simulation and leachables methods — Daicel offers validated methods for both simulation studies and leachables studies, providing the methodological foundation required for GMP-compliant stability testing and regulatory submission.
  • Project management infrastructure — Communication and reporting are managed through a structured system aligned to customer-specific requirements and timelines, giving all stakeholders synchronized visibility throughout the program.

Daicel E&L Standards — Precision Reference Materials for Confident Identification

On the standards side, Daicel Pharma Standards offers high-quality E&L reference standards, including rubber oligomer impurities.

Rubber oligomers are among the most analytically challenging leachables in the industry, arising from elastomeric closures, rubber plungers in prefilled syringes, and rubber liners. Daicel Pharma Standards specializes in the custom synthesis of rubber oligomer impurities and provides complete characterization data including GC, ¹H NMR, ¹³C NMR, IR, MASS, and HPLC purity, along with a Certificate of Analysis.

For compounds that are detected but not yet commercially available as reference standards — a common situation in early-phase E&L characterization — Daicel Pharma Standards can prepare any unidentified rubber oligomer impurity or degradation product and provides a complete characterization report on delivery. This custom synthesis capability directly supports the requirement under USP and ICH Q3E for validated quantitative methods, which in turn cannot be executed without identity-confirmed reference standards.

The broader Daicel Pharma Standards catalogue spans antioxidants, plasticizer degradants, processing aid residues, and other commonly detected E&L compound classes — providing the reference library that method development and validation teams need at the outset of a program, rather than mid-stream when timeline pressure is highest.

The Integration Advantage for Medical Devices

For medical device manufacturers operating under ISO 10993-18, the E&L challenge carries distinct characteristics. Devices often involve more diverse material combinations than pharmaceutical container-closure systems — metals, adhesives, coatings, silicones, and polymers in complex geometries. The absence of a drug formulation as a reference matrix can also complicate simulated extraction design.

Daicel’s material coverage includes polycarbonate, rubber stoppers (chlorobutyl and bromobutyl), cyclic olefin copolymer, PVC, LDPE, HDPE, glass vials, closures, and plungers — with the analytical platform to characterize extracts from each. Combined with in-house standards synthesis, this makes Daicel a capable partner not only for pharmaceutical E&L compliance but for the leachables components of combination product and medical device submissions.

Documentation and the Submission Narrative

An E&L program generates regulatory value only if it is documented in a form that reviewers can evaluate with confidence. The Container Closure System section of an NDA, BLA, or MAA is where this work resides — and the expectation is a coherent narrative connecting material selection, extractables data, leachables monitoring, and toxicological conclusions into a single defensible story.

Common deficiencies include studies designed with insufficient extraction stringency, analytical methods not validated for the specific detected compounds, toxicological assessments that cite thresholds without justifying their applicability to the route in question, and leachables data from stability studies that cannot be correlated to the extractables profile. All these issues can be avoided through thorough early-stage planning and robust method development that anticipates the expectations and questions of regulatory reviewers.

With extensive experience, Daicel has successfully delivered over 300 extractables and leachables (E&L) packages for regulatory submissions, all of which were accepted without major queries.

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